Legum Baccalaureus (LLB) -PAPER-III: ADMINISTRATIVE LAW 3rd Semester Syllabus Short Notes
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PAPER – III
SYLLABUS
SHORT NOTES
UNIT – 1
Nature and scope of
Administrative Law
The nature and scope of Administrative Law encompass several
key aspects:
·
Legal
Framework: Administrative Law provides the legal framework within which
administrative agencies operate, defining their powers, functions, and
limitations.
·
Judicial
Review: It allows for judicial review of administrative actions to ensure they
adhere to legal standards and principles.
·
Due
Process: Administrative Law incorporates principles of natural justice and due
process, ensuring fairness and protecting individuals from arbitrary
decision-making.
·
Delegation
of Powers: It deals with the delegation of powers by the legislature to
administrative agencies and sets limits on such delegations.
·
Rights
and Remedies: It outlines the rights and remedies available to individuals
affected by administrative decisions, including the right to challenge
decisions in court.
·
Public
Accountability: Administrative Law promotes public accountability by subjecting
administrative agencies to legal scrutiny and oversight.
Meaning, Definition and
Evolution of Administrative Law
Meaning of Administrative Law:
Administrative Law is a branch of public law that governs the
activities of administrative agencies and ensures their actions comply with
legal principles. It encompasses the legal framework that regulates the powers,
procedures, and duties of administrative bodies, preventing abuse of authority
and protecting individuals' rights against arbitrary actions.
Definition:
Administrative Law can be defined as the body of law that
controls the government's administrative agencies. It sets the rules for
decision-making, ensures fairness in administrative processes, and provides
mechanisms for reviewing and challenging administrative actions.
Evolution of Administrative Law:
The evolution of Administrative Law is closely tied to the
development of the administrative state. Historically, in the 19th century, the
functions of the state were limited, and there was little need for specific
legal principles governing administrative actions.
However, as the state's functions
expanded, especially with the rise of welfare states and regulatory bodies in
the 20th century, the need for legal mechanisms to control administrative
powers became evident. The evolution of Administrative Law can be traced
through various stages:
1. Diceyan Era: A.V. Dicey, a legal
scholar, emphasized the rule of law and believed that administrative actions
should be subject to the same legal principles as those applied to individuals.
However, early administrative law was limited, and the courts were hesitant to
intervene in administrative matters.
2. Laissez-faire Approach: Initially,
there was a reluctance to regulate administrative actions extensively. The
courts were inclined to adopt a laissez-faire approach, limiting their
interference in administrative decisions.
3. Expansion of the Administrative
State: With the growth of the administrative state, especially in the mid-20th
century, administrative agencies took on significant roles in policymaking,
regulation, and public services. This expansion necessitated a more robust
legal framework to ensure accountability and protect individual rights.
4. Modern Administrative Law: In
contemporary times, Administrative Law has become a well-developed field with
detailed procedures, principles of natural justice, and avenues for judicial
review. It addresses issues such as delegation of powers, discretionary
authority, and the protection of individual rights in the face of
administrative actions.
Reasons for the growth
of Administrative Law
1. Expansion of the State Functions: As
the functions of the state expanded, especially with the rise of welfare states
and regulatory bodies, there was a corresponding growth in administrative
agencies. These agencies became involved in various aspects of governance,
necessitating legal rules to regulate their activities.
2. Complexity of Modern Society: The
complexities of modern society require specialized knowledge and expertise to
address issues such as health, environment, finance, and industry.
Administrative agencies, equipped with such expertise, emerged to handle intricate
matters, leading to the growth of Administrative Law.
3. Social Welfare Programs: The
introduction of social welfare programs and policies led to the establishment
of administrative bodies responsible for their implementation. Administrative
Law developed to ensure these bodies functioned within legal bounds while
serving the public interest.
4. Technological Advancements: The
advancement of technology led to the creation of regulatory bodies overseeing
sectors like telecommunications, energy, and the environment. Administrative
Law evolved to govern these technologically intensive areas.
5. Delegation of Powers: The delegation
of legislative powers to administrative agencies became necessary for efficient
governance. As legislative bodies delegated authority, the need for legal
mechanisms to control and guide the exercise of such powers grew.
6. Judicial Reaction to Administrative
Actions: Courts began to recognize the need for legal constraints on
administrative discretion. This led to the development of principles of natural
justice and the concept of judicial review, contributing to the growth of
Administrative Law.
7. Increasing Public Participation: With
an increasing emphasis on democracy and public participation, Administrative
Law developed to ensure transparency, accountability, and fairness in
administrative decision-making.
8. Globalization and International
Agreements: Administrative Law expanded to address issues arising from
globalization, trade, and international agreements. Administrative agencies
play a role in implementing and enforcing these agreements, requiring a legal
framework to govern their actions.
Relationship between
Administrative Law and Constitutional Law.
Administrative law deals with the organizations, powers, functions, and duties
of administrative authorities while constitutional law deals with the
basic principles which are relating to the organization and powers of various
organs of the state and the relationship between the organs with the
individuals.
It Is true that both constitution law and administrative
law are parts of the public law which indicates that the constitutional law
is the mother of administrative law and as a result, it cannot be possible to
separate from each other.
According to Holland, constitutional law describes the
various organs of the government and on the other hand, administrative law
describes it in motion. And as a result, the executive and legislative
structure come under the purview of constitutional law while their working is
indicated as it governed by administrative law.
Aspect |
Administrative Law |
Constitutional Law |
Basis of Authority |
Derives authority from legislation, regulations, and judicial decisions
governing administrative agencies. |
Derives authority directly from the constitution, defining the structure
of government and allocating powers. |
Separation of Powers |
Implements and ensures adherence to the separation of powers among the
executive, legislative, and judicial branches. |
Establishes the foundational principle of separation of powers within the
government. |
Review of Actions |
Provides mechanisms for the judicial review of administrative actions,
ensuring they comply with legal standards. |
Allows judicial review to assess the constitutionality of laws, actions,
and decisions, including those of administrative bodies. |
Protection of Rights |
Safeguards individual rights against arbitrary administrative decisions,
ensuring fairness and due process. |
Guarantees fundamental rights and liberties, providing a constitutional
basis for protecting individual freedoms. |
Delegation of Powers |
Specifies rules and limitations for the delegation of powers to
administrative agencies by legislative bodies. |
Addresses the delegation of powers in the constitution, outlining the
framework and constraints for such delegations. |
Constitutional Safeguards |
Works within the constitutional framework to establish safeguards like
due process and natural justice in administrative proceedings. |
Directly incorporates constitutional safeguards, ensuring adherence to
fundamental principles in all government actions. |
Purpose and Function |
Regulates the activities of administrative agencies, ensuring legality,
fairness, and accountability in their operations. |
Establishes the fundamental principles and framework for the entire legal
system, including the roles and functions of government bodies. |
UNIT – 2
Basic concepts of
Administrative Law
Rule of Law:
·
The
Rule of Law is a foundational principle in administrative law. It signifies
that every person, including the government, is subject to the law and is
accountable for their actions.
·
It
ensures that laws are clear, predictable, and applied consistently, preventing
arbitrary exercises of power.
·
Administrative
actions must align with established laws and legal principles, and individuals
have the right to challenge government decisions in court.
Separation of Powers:
·
This
concept delineates the distinct functions of the executive, legislative, and
judicial branches of government.
·
Administrative
Law ensures that administrative agencies, part of the executive branch, operate
within the limits set by law and do not overstep their authority.
Natural Justice:
·
Also
known as procedural fairness, natural justice requires fair procedures in
decision-making.
·
It
includes the right to be heard, unbiased decision-makers, and a fair hearing
before adverse administrative actions are taken.
Discretion:
·
Administrative
bodies often have discretionary powers, allowing them to make decisions within
legal bounds.
·
Administrative
Law sets the parameters for the exercise of discretion, ensuring it is
reasonable, lawful, and not arbitrary.
Delegated Legislation:
·
Legislative
bodies delegate authority to administrative agencies to create detailed rules
and regulations.
·
Administrative
Law governs the exercise of this delegated power, ensuring that regulations
align with the parent legislation.
Judicial Review:
·
Judicial
review is the process by which courts examine the legality of administrative
actions.
·
Administrative
Law establishes the grounds and procedures for judicial review, allowing
individuals to challenge administrative decisions.
Rule of Law
The Rule of Law, a fundamental concept in Administrative Law,
encompasses several key principles:
1. Equality before the Law:
All
individuals, including government officials, are subject to the same laws and
are equal before the law.
2. Legal Certainty:
Laws
must be clear, predictable, and applied consistently to ensure legal certainty.
3. Prevention of Arbitrary Power:
The
Rule of Law prevents the arbitrary exercise of power by requiring that
government actions have a legal basis.
4. Access to Justice:
Individuals
must have access to fair and impartial legal processes to challenge government
decisions.
5. Respect for Human Rights:
The Rule of
Law emphasizes the protection of fundamental human rights and liberties.
Interpretation of
Dicey's Principle of Rule of Law
A.V. Dicey, a legal scholar, outlined three key principles of
the Rule of Law:
·
Absolute
Supremacy of Law:
No one
is above the law, and all individuals, including government officials, are
subject to the law.
·
Equality
before the Law:
Every
person is equal before the law, and there should be no special privileges or
exemptions based on status.
·
Predominance
of Legal Spirit:
The
Constitution is the result of the ordinary law of the land, and the rights of
individuals are determined by the ordinary law of the land rather than by
separate documents or bills of rights.
Interpreting Dicey's principles in the context of
Administrative Law emphasizes the importance of clear legal rules, equality in
the application of laws, and the subordination of government officials to the
law. It underscores the idea that administrative actions should be based on
legal authority and subject to legal review, ensuring the principles of the
Rule of Law are upheld in administrative processes.
Modern trends
1.
Expansion
of Judicial Review:
There is a growing trend of expanding the scope of judicial
review to ensure effective scrutiny of administrative actions, especially in
areas involving fundamental rights, environmental concerns, and public
interest.
2.
Protection
of Human Rights:
Administrative Law increasingly incorporates human rights
considerations, aligning administrative actions with international human rights
standards.
3.
Alternative
Dispute Resolution:
The promotion of alternative dispute resolution mechanisms,
such as mediation and negotiation, is a modern trend to resolve administrative
disputes more efficiently.
4.
E-Governance
and Technology:
With the rise of e-governance, Administrative Law is adapting
to address legal issues related to digital transactions, data protection, and
the use of technology in administrative processes.
5.
Globalization
and Transnational Administrative Law:
Administrative Law is evolving to address issues arising from
globalization, including cross-border regulatory matters, international
agreements, and the harmonization of administrative practices.
6.
Citizen
Participation:
There is an increasing emphasis on involving citizens in administrative
decision-making processes, promoting transparency, accountability, and citizen
engagement.
Theory of Separation of
Powers
The theory of separation of powers, articulated by
Montesquieu, posits the division of governmental powers into three branches:
the legislative, executive, and judicial. Each branch has distinct functions,
and no one branch should exercise the powers of the others. The aim is to
prevent the abuse of power and protect individual liberties.
Position in India, UK
and USA.
India:
India follows the parliamentary system, where the executive
is drawn from the legislature. While there is no strict separation of powers,
there is a functional separation. The President is the nominal head of the
executive, and the judiciary has the power of judicial review. India has a
written constitution that explicitly outlines the powers and functions of each
branch.
United Kingdom (UK):
The UK has an unwritten constitution, and the separation of
powers is not as distinct as in some other jurisdictions. The executive (the
government) is drawn from the legislative branch (Parliament). However, the
judiciary operates independently, and the Human Rights Act 1998 has contributed
to a clearer separation of powers.
United States (USA):
The USA has a federal system with a clear separation of
powers among the executive, legislative, and judicial branches. The President
is the head of the executive, Congress is the legislative body, and the
judiciary is independent. The U.S. Constitution explicitly delineates the
powers of each branch, and there are checks and balances to prevent the
concentration of power.
UNIT - 3
Classification of
Administrative functions
Legislative Functions:
Involves the formulation and enactment of laws. While this is
typically the role of the legislature, administrative bodies may be given
rule-making powers by the legislature. These rules, often called regulations,
have the force of law.
Quasi-Judicial Functions:
Involves decision-making that resembles judicial proceedings.
Administrative bodies with quasi-judicial functions have the authority to
adjudicate disputes, conduct hearings, and make decisions that affect
individual rights. They must adhere to principles of natural justice.
Administrative Functions:
Encompass routine executive and managerial activities
necessary for the day-to-day functioning of government. Administrative
functions include tasks such as record-keeping, personnel management, and
implementation of policies.
Ministerial Functions:
Ministerial functions are those performed by the political
executive (ministers) in a government. These involve policy-making, political
decision-making, and overall leadership of governmental departments.
Delegated Legislation
Delegated legislation is generally a type of law made
by the executive authority as are the powers conferred to them by the primary
authority in order to execute, implement and administer the requirements of the
primary authority. It can be said that it is the law made by any person
or authority under the power of parliament.
Delegated legislation, also known as subordinate
or secondary legislation, refers to the process by which a higher authority
(usually the legislature) confers powers on a lower authority (such as an
administrative agency or government minister) to make laws. These laws, often
referred to as statutory instruments, regulations, or orders, are used to fill
in the details and implement the broad provisions of an enabling Act passed by
the legislature.
Advantages of Delegated Legislation:
-
Save
time for the legislature.
-
Allow
for flexibility.
-
Expert
opinion is required in legislation.
-
Parliament
is not always present in the session.
-
Used
as an experimental basis.
-
It
is restored to use it in a situation of emergency.
-
Can
be easily settle down with consulting the required party of the case.
Factors responsible for
the rapid growth of delegated legislation:
1.
Pressure on parliament: the numbers of activities in states is expanding which
requires law and it is not possible for the parliament to devote sufficient
time to every matter.
2.
Technicality: sometimes there are certain subject matters which requires technicality
for which there is a requirement of the experts who are professional in such
fields and members of parliament are not experts for such matters.
3.
Flexibility: It is not possible for the parliament to look after each contingency
while passing an enactment and the process of delegated legislation helps the executive
authority to make laws according to situation. In the case of bank rate, policy
regulation, etc., they help a lot in forming the law.
4.
Emergency: at
the time of emergency, it is not possible for legislature to provide an urgent
solution to meet the situation. In such case delegated legislation is the only
remedy available.
5.
The complexity of modern administration: with the increasing complexity in
modern administration and the functions of the state being expanded and
rendered to economic and social spheres too, there is a need to shift to new
reforms and providing (delegating) more powers to different authorities on some
specific and suitable occasions.
Classification of
Delegated Legislation:
Delegated legislation can be classified into various types
based on its form, purpose, and authority. Common classifications include:
1. Title-based classification: An
Act may empower an authority to make regulations, rules, or bye-laws, to make
orders, or to give directions. There is scarcely a limit to the varieties of
legislative provisions which may exist under different names.
2. Discretion-based classification
(Conditional Legislation): Another classification of administrative rule-making may be
based on discretion vested in rule-making authority. On the basis of
'discretion' administrative rule-making may be classified into subordinate and
contingent or conditional legislation.
3. Purpose-based classification: Another classification of
administrative rule-making would involve the consideration of delegated
legislation in accordance with the different purposes which it is made to
serve. On this basis, the classification may be an Enabling Act, Alteration
Act, Taxing Act, Supplementary Act, Classifying and Fixing Standard Act,
Penalty For Violation Act, etc.
4. Authority-based classification
(Sub-Delegation): Another classification of administrative rule-making
is based on the position of the authority making the rules. Sometimes the
rule-making authority delegates to itself or to some other subordinate
authority a further power to issue rules; such exercise of rule-making power is
known as sub-delegated legislation. Rule-making authority cannot delegate its
power unless the power of delegation is contained in the enabling Act.
5. Nature-based classification
(Exceptional Delegation): Classification of administrative rule-making may also be
based on the nature and extent of delegation. The committee on Ministers Powers
distinguished two types of parliamentary delegation:
a)
Normal Delegation:
(i) Positive: Where the limits of the
delegation are clearly defined in the enabling Act.
(ii) Negative: Where the power delegated
does not include the power to do certain things.
b)
Exceptional Delegation: Instances of exceptional delegation may be:
i)
Power
to legislate on matters of principle.
ii) Power to amend Acts of Parliament.
iii) Power conferring such a wide
discretion that it is almost impossible to know the limits.
iv) Power to make rules without being
challenged in a court of law.
Judicial and Legislative
Control of Delegated litigation
1. Judicial Control:
Ultra
Vires Doctrine:
Courts can review delegated legislation to ensure that it stays within the
limits set by the enabling Act. If the subordinate legislation goes beyond the
authority granted, it is deemed ultra vires (beyond power) and can be declared
void.
Procedural
Impropriety:
Courts can examine whether proper procedures were followed in the making of
delegated legislation. Failure to adhere to procedural requirements can render
the legislation invalid.
2. Legislative Control:
Parliamentary
Approval: Some
forms of delegated legislation may require approval from the legislature,
ensuring that the elected representatives have oversight.
Annulment: The legislature can annul or repeal
delegated legislation if it believes the regulations go against public interest
or exceed the authority granted.
Effective judicial and legislative control mechanisms are
essential to maintain the rule of law and prevent the abuse of delegated
legislative powers. They ensure that administrative bodies do not overstep
their authority and that the interests of individuals and the public are
safeguarded.
UNIT – 4
Judicial Control of
Administrative Action
Judicial control of administrative action involves the ability
of courts to review and potentially invalidate administrative decisions. This
control is essential to ensure that administrative authorities act within their
legal powers, follow proper procedures, and make decisions that are fair and
reasonable.
Grounds of Judicial
Control
1. Ultra Vires:
If an
administrative body acts beyond the powers conferred upon it by law, the court
can declare its actions ultra vires (beyond its legal authority) and invalidate
them.
2. Illegality:
Judicial
control is exercised when administrative actions are illegal, meaning they
contravene statutory provisions or other legal rules.
3. Irrationality/Unreasonableness:
The
court can intervene if an administrative decision is so irrational that no
reasonable authority would have made it. This is known as the Wednesbury
unreasonableness standard.
4. Procedural Impropriety:
Courts can
intervene if administrative bodies fail to follow proper procedures, including
the principles of natural justice.
Principles of Natural
Justice
1. Right to a Fair Hearing:
Individuals
have the right to be heard and present their case before an unbiased
decision-maker.
2. Rule Against Bias:
Decision-makers
must be impartial, and decisions should not be influenced by bias or conflicts
of interest.
3. No One Should Be a Judge in Their Own
Cause:
Those
involved in decision-making should not have a personal interest in the outcome.
4. Reasons for Decision:
Administrative
bodies should provide reasons for their decisions to ensure transparency and
allow for effective review.
Administrative
discretion and its control
1. Delegation Control:
The
delegation of powers to administrative bodies must be lawful and within the
limits set by the enabling legislation.
2. Procedural Controls:
Proper
procedures must be followed in the exercise of administrative discretion,
including adherence to the principles of natural justice.
3. Review Mechanisms:
Judicial
review provides a mechanism for courts to examine the exercise of
administrative discretion to ensure it is lawful and reasonable.
4. Guiding Policies:
Administrative
discretion should be exercised in accordance with established policies and
guidelines.
Wednesbury Principle
(Doctrine of Proportionality)
The Wednesbury principle, derived from the case Associated Provincial Picture Houses Ltd v Wednesbury
Corporation, establishes that an administrative decision can be
challenged if it is so unreasonable that no reasonable authority could have
come to it. The court assesses whether the decision falls within the bounds of
reasonableness.
Doctrine of Legitimate
Expectation.
The Doctrine of Legitimate Expectation is one amongst several
tools incorporated by the court to review administrative action. This doctrine
pertains to the relationship between an individual and a public authority. According
to this doctrine, a person may have a responsible or legitimate expectation of
being treated in certain way by the concerned authority.
Origin of doctrine of Legitimate expectations:
The doctrine is not a specific legal right engraved in a
particular statute. This first time, an attempt was made to establish the
principles of the doctrine were in the case of council
of civil service union and others vs. minister for the civil service
that the decision of the public authority should affect the person search that –
·
His
rights and obligations are altered, which are enforceable by or against him,
·
He
is deprived of some benefits or advantages which he had been permitted by the
authority body in the past.
·
Which
he could have legitimately expected to enjoy until it valid ground for
withdrawal of the same was communicated to him or
·
He
had been assured by the decision making body that such a benefit or advantage
would not be withdrawn until him being given an opportunity of contending
reason as to why they were withdrawn.
Case law: State of Kerala Vs. K.G. Madhavanpillai
In this case, sanction was issued for the respondents to open
a new aided school and to upgrade the existing schools, however, an order was
issued 15 days later to keep the previous sanction in abeyance. This order was
challenged by the respondents in lien of violation of principles of natural
justice. The Supreme Court ruled that the sanction had entitled the respondents
with legitimate expectation and the second order violated principles of natural
justice.
UNIT - 5
Remedies available
against the State
1. Judicial Remedies:
Individuals
can seek redress through the regular judicial system by filing lawsuits against
the state for violations of rights, breach of duty, or other legal wrongs.
2. Writs:
Writs,
such as habeas corpus, mandamus, certiorari, prohibition, and quo warranto, can
be sought from higher courts to remedy specific legal issues.
3. Administrative Remedies:
Administrative
remedies may involve filing complaints or seeking review through administrative
bodies or ombudsman offices.
4. Compensation:
Individuals
may seek compensation for damages suffered as a result of the state's actions
through the legal process.
5. Specific Performance:
In cases
involving contracts, individuals may seek specific performance, requiring the
state to fulfill its contractual obligations.
Writs
writs are a written order from the
Supreme Court or High Court that commands constitutional remedies for Indian
citizens against the violation of their fundamental rights. Article 32 and article
226 in the Indian constitution deals
with constitutional remedies that an Indian citizen can seek from the Supreme
Court of India and High Court respectively against the violation of
his/her fundamental rights.
The Indian constitution provides 5
types of writs which can be issued by the courts. They are:
1.
Habeas Corpus:
Habeas Corpus is issued by the court in those cases
where a person is illegally detained. It means ‘to have the body’
and it is one of the most effective remedies available to a person detained.
Case law: Sunil Batra Vs. Delhi
administration,
In this case, the Supreme Court had accepted the application
made through a letter by a co-convict (a stranger) due to the inhuman treatment
of prisoners. In this case, the letter was accepted as an application and the
writ of habeas corpus was issued.
2.
Mandamus:
Mandamus means “We command”. This writ is a command
issued by court to a public official, public body, corporation, inferior court,
tribunal or government asking them to perform their duties which they have
refused to perform. Due to this, mandamus is called as “wakening call”
and it wakes the sleeping authority to perform their duties.
Case law: Bhopal Sugar Industries Ltd. Vs.
Income Tax Officer, Bhopal.
In this case, the Income
tax appellate tribunal had given clear direction to the respondent income tax
officer by its final order. Then income tax officer had still refused to carry
out the directions given by the tribunal. It was held by the Supreme Court that
income tax officer had a mandatory duty to fulfil the directions given by the
tribunal and non-performance of which amounts to grave injustice. Thus, the
writ of mandamus was issued to direct the officer to carry out the directions
of the tribunal.
3.
Certiorari: “to be certified”
Certiorari is a different type of writ when compared with
other writs. This writ is corrective in nature which means the purpose of
this writ is to correct an error which is appeared on the records.
Illustration: There is a case in the district court
and the court has no jurisdiction to decide such cases. Still, the district
court judge tries the case and gives his decision and an application is made by
A to the high court. Hereby the power of issuing writs, the high court will
issue a writ of certiorari on the order of the district court, as a result, the
order of the district court will be quashed.
4.
Prohibition:
This writ is not issued often and is an extraordinary remedy
which a superior court issues to an inferior court or tribunal for
stopping them from deciding a case because these courts do not have the
jurisdiction. If the court or tribunals does not have jurisdiction and
it still decide the case, it will be an invalid judgement because for an act to
be legal it should have the sanction of law.
Example: If a district court is hearing an appeal against the judgement
of the high court, such an act is bound to be prohibited because the District
Court does not have the power to hear such an appeal. So, writ of prohibition
will be issued against such an act of District Court.
5.
Quo Warranto:
A writ to Quo Warranto is issued by the court against a
private person when he assumes an office on which he has no right. Quo
Warranto literally means ‘by what authority’ and it is an effective
measure to prevent people from taking over public offices.
Illustration: A who is a private citizen and has no qualification for the
post of sub-inspector assumes such office. Here a writ of Quo Warranto can be
issued against A to call into question his authority on which he has taken the
control of the office of sub-inspector.
Lokpal and Lokayukta
Lokpal: The Indian Model of the ombudsman i.e., Lokpal is a
forum where the citizens can lodge a complaint against a public officials, which
would then be inquired into and the citizen would be provided with some
redressal, In National level.
Lokayukta: The Lokayukta is a similar ombudsman
institution at the state level, responsible for addressing corruption
complaints against state-level public officials.
After much deliberation the Lokpal and Lokayuktas Act, 2013
was enacted by the parliament.
Feature |
Lokpal |
Lokayukta |
Jurisdiction |
National level; Deals with central government officials and employees |
State level; Deals with state government officials and employees |
Enforcement |
Members of Parliament, ministers, and central government employees |
Members of Legislative Assembly (MLAs), ministers, and state government
employees |
Appointment |
Appointed by the President of India on the advice of a selection
committee |
Appointed by the Governor of the respective state on the advice of a
selection committee |
Legislation |
Governed by the Lokpal and Lokayuktas Act, 2013 |
Governed by state-specific Lokayukta Acts, which may vary from state to
state |
Functions |
Investigate and prosecute cases of corruption at the central government
level |
Investigate and prosecute cases of corruption at the state government
level |
Coverage |
Covers corruption cases involving central government entities |
Covers corruption cases involving state government entities |
Independence |
Functions independently of the central government |
Functions independently of the state government |
Implementation Status |
The Lokpal became operational at the central level after the appointment
of its members. |
Lokayuktas operate in various states, and their status and effectiveness
may vary depending on state-specific legislation and implementation. |
Right to Information:
Right to Information (RTI):
Individuals have the right to seek information from public
authorities, promoting transparency and accountability in government
functioning.
RTI Applications:
Citizens can file RTI applications to access information held
by public authorities, subject to certain limitations and exemptions.
Appeals:
If the requested information is denied, individuals can
appeal the decision, and information commissions at various levels adjudicate
on such appeals.
Liability of the State
in Torts and Contracts
1. Torts:
The
state can be held liable in tort for actions that result in harm or injury to individuals.
The principles of negligence, nuisance, or trespass may apply.
2. Contracts:
The
state, like any other party, is bound by contracts it enters into. Individuals
can seek remedies for breach of contract, including specific performance or
compensation.
3. Sovereign Immunity:
In
some jurisdictions, the concept of sovereign immunity limits the ability to sue
the state. However, many jurisdictions have waived or limited sovereign
immunity in specific circumstances.
4. Statutory Liability:
Legislation
may establish the conditions under which the state can be held liable for
certain actions or omissions.
Rule of Promissory
Estoppels
Meaning:
The rule of promissory estoppel is a legal doctrine
that prevents a party from going back on a promise, even if the promise is not
supported by consideration. In essence, if one party makes a clear and unequivocal
promise, and the other party relies on that promise to their detriment, the
first party may be estopped (prevented) from reneging on the promise.
Requirements of Promissory Estoppel:
1. Promises made a significant promise
to cause the promisee to act on it.
2. Promisee should rely and act on the
promise.
3. Promisee should suffer significant
damage by relying on the promise.
4. Fulfilment of the promise is the only
way the promise can be compensated.
Application:
Promissory estoppel is often applied in contractual contexts,
and it is a principle that promotes fairness and prevents injustice when one
party relies on a promise to their detriment.
Case law: Motilal Padampat Sugar
Mills Vs. State of UP.
Facts: Government of UP announced to give
tax exemption from sales tax for three years to all new industrial units of the
state. Based on this, plaintiff sought confirmation from Director of Industries
who reiterated the decision of UP govt. Further unequivocal assurance was given
by Chief Secy of Govt., on behalf of UP Government, to plaintiff about the
same. Plaintiff on this categorical assurance, borrowed money from financial
institutions, brought plant and machinery and set up a new plant in UP.
However, State govt. went back upon this assurance and instead now promised to
give partial concession to which plaintiff consented and started production.
Once again, however, State govt. went back even on this promise denying any
concession to be given. Plaintiff sued the government on account of promissory
estoppel.
Issues: whether in present case, plaintiff’s
action is bound to succeed?
Judgement: in the above case the court held that
where the government makes a promise, even in sovereign, administrative or
governmental capacity, and, in fact, promisee, acting in reliance on it, government
will be abstained to go back on its promise.
Administrative Tribunals
The 42nd amendment to the constitution introduced
part XIV-A which included Article 323A and 323B providing
for constitution of tribunals dealing with administrative matters and other
issues. According to this provision of the constitution, tribunals are to be
organized and established in such a manner that they do not violate the
integrity of the judicial system given in the constitution which forms the
basic structure of the constitution.
Characteristics:
1. Administration tribunals must have statutory
origin i.e., they must be created by any statute.
2. They must have some features of the
ordinary court but not all.
3. An administrative tribunal performs
the quasi-judicial and judicial functions and is bound to act judicially in
every circumstance.
4. They are not adhered by strict rules
of evidence and procedure.
5. Administrative tribunals are
independent and not subject to any administrative interference in the discharge
of judicial or quasi-judicial functions.
6. In the procedural matters, an
administrative tribunal possesses the power of a court to summon witnesses, to
administer oaths and to compel the production of documents, etc.
7. These tribunals are bound to abide by
the principal of natural justice.
8. A fair, open and impartial act is the
indispensable requisite of the administrative tribunals.
9. The prerogative writs of certiorari
and prohibition are available against the decision of administrative tribunals.
Commissions of Inquiry
Commissions of inquiry are temporary bodies appointed by the
government to investigate specific matters of public concern. These commissions
have the authority to gather evidence, interview witnesses, and make
recommendations based on their findings.
Main Provisions:
There are almost 12 Provisions which are defined under the
Commission of inquiry Act, 1952 but only some of the provisions are main:
Section 3: appropriate government by giving notification in
the official gazette can appoint a commission of inquiry.
Section 4: powers of the commission has been defined.
Section 5: Additional powers of the commission have been
described in this section.
Section 8: Deals with
the procedure that needs to be followed by the Commission. Though the
Commission has the power to regulate or make its own procedures but still are
bound by certain provisions.
Characteristics:
1. Independence: Commissions are
expected to operate independently from the government to ensure impartial
investigations.
2. Inquisitorial Powers: They have the
power to compel witnesses, subpoena documents, and gather evidence.
3. Public Hearings: Commissions often
hold public hearings to ensure transparency and accountability.
4. Recommendations: While they do not
have the power to enforce decisions, commissions can make recommendations for
action based on their findings.
Public Corporations.
A public corporation is that form of public enterprise
which is created as an autonomous unit, by special act of parliament or the state
legislature.
Since the public corporation is created by statute; it is also known as
statutory corporation.
Some salient features of a public corporation:
1.
Special
statute.
2.
Separate
legal entity.
3.
Capital
provided by the government.
4.
Financial
autonomy.
5.
Management
by board of directors.
6.
Own
staff.
7.
Service
motive.
8.
Public
Accountability.
Advantages of a public corporation:
1.
Bold
management due to operational autonomy.
2.
Legislative
control.
3.
Qualified
and contented staff.
4.
Tailor
made statue.
5.
Not
affected by political changes.
6.
Lesser
likelihood of exploitation.
7.
Reasonable
pricing policy.
A Public corporation suffers from the following
limitations:
1.
Autonomy
and flexibility, only in theory.
2.
Issues
of monopolistic power.
3.
Rigid
constitution.
4.
low
managerial efficiency.
5.
Problem
of passing the special act.
6.
Clash
of divergent interests.
Some Examples of Public corporation in India:
-
Life
insurance corporation of India.
-
The
Indian airlines.
-
The
air India international.
-
Oil
and natural gas commission etc.
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P-II: Public International Law
P-III: Interpretation of Statutes
P-V: Intellectual Property Law
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Note: Some of the short notes are intended for a basic understanding of the subject topics. For a more in-depth understanding, please refer to the textbooks.
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